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800.357.4757

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Our family of companies deliver significant value to
advisors like you, to increase your quality of life and
help you make a significant impact in your community.

Regal Financial Group

Regal Financial Group

Our advisors are independent but not alone! You can establish your own DBA or brand with our RIA/BD...

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Our advisors are independent but not alone! You can establish your own DBA or brand with our RIA/BD. Advisors who want a ready-made brand can partner with our Regal Financial Group mark. Seamlessly connecting with our technology, marketing platforms, and lead generation programs to become a leader in your community.

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Regal Investment Advisors - RIA

Regal Investment Advisors - RIA

Regal’s RIA was established for advisors looking for a home where they can do what’s best for their clients...

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Regal’s RIA was established for advisors looking for a home where they can do what’s best for their clients. Our custodian agnostic approach is coupled with best in class money management, platforms to enhance the client experience, and integrated systems to create efficiencies for growth. Our Increase your Quality of Life program (IQL) will help you achieve new heights and make your life simplified , being able to focus on what matters most to you and your family.

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Regulus

Regulus-Broker Dealer

Our broker dealer, Regulus Financial Group, compliments our overall mission of giving financial advisors...

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Our broker dealer, Regulus Financial Group, compliments our overall mission of giving financial advisors options when it comes to helping their clients reach their goals. Regulus’ independent offering provides a full suite of products, solutions, and integrations for the financial advisor to succeed.

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Lionshare

LionShare

Our LionShare offering has raised the bar with the traditional outsourcing model. Advisors that connect with LionShare...

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Our LionShare offering has raised the bar with the traditional outsourcing model. Advisors that connect with LionShare not only have access to top quality money management, but they gain a strategic partner that helps them free up more time to allow them to be more productive and impactful.

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Regal Financial Group

Regal Financial Group

Our retail brand for those advisors seeking a bolt-on solution…
Our advisors are independent but not alone! You can establish your own DBA or brand with our RIA/BD. Advisors who want a ready-made brand can partner with our Regal Financial Group mark. Seamlessly connecting with our technology, marketing platforms, and lead generation programs to become a leader in your community.
Visit Site
Regal Investment Advisors - RIA

Regal Investment Advisors - RIA

Our award-winning Registered Investment Advisor…
Regal’s RIA was established for advisors looking for a home where they can do what’s best for their clients. Our custodian agnostic approach is coupled with best in class money management, platforms to enhance the client experience, and integrated systems to create efficiencies for growth. Our Increase your Quality of Life program (IQL) will help you achieve new heights and make your life simplified , being able to focus on what matters nmost to you and your family.
Visit Site
Regulus-Broker Dealer

Regulus-Broker Dealer

Our full-service, independent broker dealer…
Our broker dealer, Regulus Financial Group, compliments our overall mission of giving financial advisors options when it comes to helping their clients reach their goals. Regulus’ independent offering provides a full suite of products, solutions, and integrations for the financial advisor to succeed.
Visit Site
LionShare

LionShare

Best in class SMAs, industry recognized practice management, coaching, and more…
Our Lionshare offering has raised the bar with the traditional outsourcing model. Advisors that connect with Lionshare not only have access to top quality money management, but they gain a strategic partner that helps them free up more time to allow them to be more productive and impactful.
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Increase your Quality of Life

EMPOWER YOUR INDEPENDENCE WITH US

To learn more about our award-winning practice management program, download our playbook.
IQL PLAYBOOK DOWNLOAD

ADVISORS HELPING ADVISORS

Our community of like-minded people and entities is paving the way for advisors to help their clients’ reach their dreams while fulfilling their own. Don’t just take our word for it…

Carlos Guzman Headshot

Carlos Guzman

Financial Advisor
Regal Financial Group
San Dimas, CA
"I thankfully attest that by sharing my goals and dreams with Regal have been the catalyst for profound transformation in both my personal life and business growth. The decision to go through Regal’s IQL process has undoubtedly been the most pivotal and rewarding choice I have made in my professional journey."

Carlos Guzman
Investment Advisor Representative of Regal Investment Advisors, LLC
KSmigelski

Kristen Smigelski, CFP

Founder
Forest Financial Group
Palm Beach Gardens, FL
"Building a marketing and activity plan off of my strengths has not only been a game changer for my business but has increased my quality of life because I am focused on things that are most important to me and my family. Working with the Regal team has helped my identify what sets me apart. This self-awareness not only fueled the creation of a unique and authentic brand but also shaped a marketing strategy that resonated with my target audience on a deeper level."

Kristen Smigelski
Investment Advisor Representative of Regal Investment Advisors, LLC and Registered Representative of Regulus Financial Group, LLC.
McCardle

Jon McCardle, AIF

President
Summit Financial Group
Lafayette, IN
"As I’ve shared with many people over the years, success (especially mine) is never a straight line. The journey towards achieving one’s goals is laden with challenges and obstacles, and it’s in these moments of uncertainty that the true value of an accountability partner becomes evident. Having someone to share my aspirations, fears, and milestones with has created a support system that goes beyond the superficial. It’s a relationship built on trust, mutual respect, and a shared commitment to personal and professional growth."

Jon McCardle
Investment Advisor Representative of Regal Investment Advisors, LLC and Registered Representative of Regulus Financial Group, LLC.
Regal Holdings
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